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    Supervisory Control Professional - Metro Manila, Pilipinas - Wells Fargo

    Wells Fargo
    Wells Fargo Metro Manila, Pilipinas

    1 linggo ang nakalipas

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    Paglalarawan

    About this role:

    Wells Fargo is seeking a Supervisory Control Professional internally known as Supervisory Control Associate.

    In this role, you will:

    • Participate or conduct compliance, supervision, control reviews, administration and technology
    • Design risk processes and provide project management support
    • Identify issues and provide resolution within Insurance or Private Client Groups
    • Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies
    • Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policies
    • Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management
    Required Qualifications

    • Experience in Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage, or equivalent demonstrated through one or a combination of the following: work experience, training, education
    Desired Qualifications

    • Graduate of Banking and Finance or any related courses
    • Active FINRA Series 7 License
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