- Develop and perform compliance quality assurance reviews (leveraging data analytics where possible) to monitor compliance risks across Asia
- Carry out second line monitoring activities associated with the roll-out of policies under the Enterprise Risk Management Framework
- To keep abreast of the emerging compliance risks and regulatory environment that the Business operates in, and to proactively identify areas for improvement on testing framework and methodology
- Multi-task – have the ability to work on several different reviews with different individuals at the same time
- Based on quality assurance results, provide recommendations to improve implementation guidance for Business/Compliance officers on assessment of compliance risks, and ensure that remediation steps are taken to address gaps in the risk assessments or deficiencies that were identified
- Provide regular reporting to Asia Management and Regional/Local Compliance on quality assurance outcomes, including remedial actions How to succeed Ideally, you are an individual who is a self-starter, who exudes energy, curiosity, and enthusiasm to join the Compliance Hub in Manila and to be part of the Asia Compliance QA team. In performing the compliance quality reviews, you will leverage trend/data analysis to check compliance with regulations and the bank's internal policies. You should also be comfortable handling multiple reviews/tasks and interacting with different stakeholders within the bank, including staff in the First-Line-of-Defence and senior management. Skills and experience:
- 8-10 years of experience in compliance assurance/testing, or external/internal audit
- Ability to work independently in compliance assurance activities
- The candidate must have excellent time management, analytical and communication skills as well as ability to build rapport with the Business
- Knowledge of Wholesale Banking business/products and Compliance risks
- Business analytics or data analytics (preferred but not required) As Compliance QA Specialist, you report hierarchically to the lead of the Compliance Hub in Manila and functionally to the lead of the Asia Compliance QA team. The Asia Compliance QA team is part of the Asia Regional Compliance team based in Singapore. The Asia Compliance QA team performs quality assurance activities across all ING Asia entities, to assess compliance with banking regulations and the bank's internal policies. The team also works closely with other Compliance colleagues and the relevant Business Lines to refine the bank's processes, as part of the bank's management of compliance risks. The role is based in Manila (Makati) where you'll join a team of three Compliance Specialists in the Compliance Hub who provide different types of compliance support to the Asia Regional Compliance team (e.g. Compliance QA, Financial Crime Compliance, Conduct Compliance & Ethics etc). The Compliance Hub is a center of expertise. With concentrated compliance knowledge and expertise we offer a central solution for compliance activities to all ING entities. We are servicing multiple ING entities in APAC and Europe. Compliance Hubs are located in Manila, Warsaw and Bucharest.
-
Compliance Specialist
Natagpuan sa: Talent PH A C2 - 4 araw ang nakalipas
Dempsey Resource Management, Inc. Mandaluyong, Pilipinas PermanentReporting directly to the Accounting Manager, the Compliance Specialist/Officer is responsible forensuring that the Company remains up to date on all regulatory and licensing requirements inaccordance with Philippine government regulations. ...
-
Compliance Specialist
Natagpuan sa: Trabajos diarios PH C2 - 4 araw ang nakalipas
Dempsey Resource Management, Inc. Mandaluyong, PilipinasReporting directly to the Accounting Manager, the Compliance Specialist/Officer is responsible for · ensuring that the Company remains up to date on all regulatory and licensing requirements in · accordance with Philippine government regulations. ...
-
compliance specialist
Natagpuan sa: Foundit PH A2 - 5 araw ang nakalipas
Unilab, Inc. Mandaluyong, PilipinasIt is the spirit of Bayanihan that drives us to continue our legacyof excellence and commitment to care. As an organization, we achieve our successes through good, honest, and persevering hard work - TOGETHER. It is in this way in which our company was built we progressed as the ...
-
Compliance Specialist
Natagpuan sa: Talent PH A C2 - 2 araw ang nakalipas
The People's House Corp. Pasig, Pilipinas PermanentRESPONSIBILITIES:1. Conducts an independent assessment on the result of assurance testing of the different business units of the bank;2. Initiates discussion of compliance issues/observations with the concerned officers including recommendations to ensure immediate correction of ...
-
Compliance Specialist
Natagpuan sa: Trabajos diarios PH C2 - 2 araw ang nakalipas
The People's House Corp. Ortigas, Pasig City, PilipinasRESPONSIBILITIES: · 1. Conducts an independent assessment on the result of assurance testing of the different business units of the bank; · 2. Initiates discussion of compliance issues/observations with the concerned officers including recommendations to ensure immediate correcti ...
-
Compliance Specialist
Natagpuan sa: Talent PH A C2 - 2 araw ang nakalipas
Dempsey Resource Management Inc. Metro Manila, Pilipinas Permanent1. BUSINESS PERMITS1.1. Attends to monitoring, filing, and securing of business permits for existing, newbusinesses and business closures.2. SECURITY & EXCHANGE COMMISSION. Attends to processing of SEC permits pertainingto:1.1. Registration1.2. Amendments of By-laws3. BUREAU OF I ...
-
Compliance Specialist
Natagpuan sa: Trabajos diarios PH C2 - 2 araw ang nakalipas
Dempsey Resource Management Inc. NCR, Pilipinas1. BUSINESS PERMITS · 1.1. Attends to monitoring, filing, and securing of business permits for existing, new · businesses and business closures. · 2. SECURITY & EXCHANGE COMMISSION. Attends to processing of SEC permits pertaining · to: · 1.1. Registration · 1.2. Amendments of By- ...
-
Registration and Compliance Specialist
Natagpuan sa: Foundit PH A2 - 1 araw ang nakalipas
AboitizPower Taguig, Philippines, Pilipinas Buong orasJob ID: 1204 · Location: Taguig · Company: Aboitiz Power Corporation · Department: AP Retail · Employment Type: Regular · Work Arrangement: Hybrid · The Registration and Compliance Specialist is responsible for the commercial switch of Open Access customers under Phase III, Phase ...
-
438078 | EMEA Tax Compliance Specialist
Natagpuan sa: Betterteam US S2 T2 - 4 araw ang nakalipas
Monroe Consulting Phils., Inc. Makati City, Pilipinas Buong orasExecutive recruitment company Monroe Consulting Group Philippines is recruiting on behalf of a leading online advertising and technology company that helps advertisers achieve their performance and branding goals across digital media channels. · Job Summary:Our respective client ...
-
Compliance Officer/Specialist
Natagpuan sa: Foundit PH A2 - 1 araw ang nakalipas
Sourcefit Quezon City, Philippines, Pilipinas Buong orasJob Summary: · We are seeking a meticulous and detail-oriented Compliance Specialist/Officer to ensure the company's adherence to various regulatory requirements and standards. This role involves managing tax compliance, PEZA regulations, local government ordinances, BOI commitme ...
-
SAP Document Compliance Specialist
Natagpuan sa: Foundit PH A2 - 6 araw ang nakalipas
Joseph Riley Recruitment Services Inc Metro Manila, PilipinasYou will be supporting the implementation and maintenance of the SAP Document Compliance (eDocument) solutions as a member of the e-Document Product team (IS FI). Securing that all relevant requirements (legal and deadlines) are met. You will be working in a global team with dedi ...
-
HRO Comprehensive Services
Natagpuan sa: Appcast US A2 ECP - 2 araw ang nakalipas
ADP Makati City, Pilipinas Not SpecifiedHRO CS Management Reporting Implementation Specialist HRO CS Management Reporting Implementation Specialist · Diversity, Equity, Inclusion & Equal Employment Opportunity at ADP: ADP is committed to an inclusive, diverse and equitable workplace, and is further committed to providi ...
-
Chief Compliance Officer
Natagpuan sa: Foundit PH A2 - 1 araw ang nakalipas
weSource Management Consultancy Firm Makati, PilipinasWe are looking for Chief Compliance Officer for our client located in BGC · Salary: Up to 200K · Set-up: Onsite · Job Description for Chief Compliance Officer: · Group/Div./Dept.: Compliance Division · Level: Senior Manager Vice President · Supervision Received: Board-Level Commi ...
-
MAS BTS Open Enrollment Open Enrollment Specialist
Natagpuan sa: Appcast US A2 ECP - 3 araw ang nakalipas
ADP Makati City, Pilipinas Not SpecifiedAs an Open Enrollment Specialist in our mid-sized accounts division, you will be responsible for supporting clients through their annual benefits enrollment process. You carry the weight of ADP's service reputation and client satisfaction in your hands. Every day, you will lead p ...
-
HRO Tech Services Direct
Natagpuan sa: Appcast US A2 ECP - 2 araw ang nakalipas
ADP Makati City, Pilipinas Not SpecifiedThe HRO Tech Solutions Reporting Specialist IV (Tech Lead) delivers on escalations that are of an advanced and complex nature, makes recommendations for process improvements, and partners with Knowledge Management members/teams for projects to implement quality improvements, proc ...
-
MAS Implementation Specialty Services Implementation Specialist II
Natagpuan sa: Appcast US A2 ECP - 3 araw ang nakalipas
ADP Makati City, Pilipinas Not SpecifiedThe MAS Implementation Specialty Services Implementation Specialist II ensures client satisfaction and retention through timely and successful installation and conversion of ADP Major Account workforce management solutions in a manner consistent with the framework of "One ADP" so ...
-
Chief Compliance Officer
Natagpuan sa: Foundit PH A2 - 4 araw ang nakalipas
WeSource Management Consultancy Firm Makati, Pilipinas Buong orasJob Summary · 1. It shall have the right to obtain access to information necessary to carry out its compliance · responsibilities; · 2. It shall have the right to conduct investigations of possible breaches of the compliance policy · either directly or indirectly through the othe ...
-
KYC Specialist
Natagpuan sa: Foundit PH A2 - 5 araw ang nakalipas
VCC Link, Inc. Makati, PilipinasA KYC Specialist's primary responsibility is to aid risk mitigation by following the client's rules, policies, and instructions in accordance with AML, CFT and other legislation. The Analyst is responsible for accurately analyzing all user data, documenting compliance with compan ...
-
Cash Ops Analyst
Natagpuan sa: Foundit PH A2 - 1 araw ang nakalipas
Neksjob Philippines Makati, Pilipinas Buong orasCash Ops Analyst / Specialist Salary: PHP21000/month Location: Ayala, Makati We are looking for a Cash Ops Analyst to join our team. The successful candidate will be responsible for monitoring and reconciling cash transactions, preparing cash flow reports, and ensuring compliance ...
-
Project Development Specialist
Natagpuan sa: Talent PH A C2 - 2 araw ang nakalipas
DMCI POWER CORPORATION Makati, Pilipinas PermanentThe Project Development Specialist is responsible in performing the following duties and responsibilities:1. Preparation of Project Development Plans and Programs 2. Conduct of researches and due diligences for the identification and development of potential projects 3. Social Ac ...
Compliance QA Specialist - Makati, Pilipinas - ING
Paglalarawan
The opportunity – Compliance QA Specialist
For the Compliance Hub in Manila we're looking for a Compliance Quality Assurance (QA) Specialist who will provide support to the Asian Compliance QA team and the Asia Regional Compliance team in Singapore. The Compliance QA Specialist will have the following responsibilities: